FY 2020-21

1. Annual Compliance Audits (Cal Govt. Code 27134)

• Agreed Upon Procedures Related to Investment Compliance Fiscal Year Ended June 30, 2021 (Issued March 20, 2023)

2. Quarterly Compliance Monitoring (TOC Directive)

• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended September 30, 2020 (Issued December 28, 2020)
• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended December 30, 2020 (Issued May 19, 2021)
• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended March 31, 2021 (Issued August 31, 2021)
• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended June 30, 2021 (Issued November 1, 2021)

3. Quarterly Schedule of Assets Review (Cal Govt. Code 26920(a))

• Review of the Schedule of Assets held by the County Treasury as of September 31, 2020 (Issued February 3, 2021)
• Review of the Schedule of Assets held by the County Treasury as of December 31, 2020 (Issued May 18, 2021)
• Review of the Schedule of Assets held by the County Treasury as of March 31, 2021 (Issued August 12, 2021)

4. Annual Schedule of Assets Audit (Cal Govt. Code 26920 (b))

• Report of the Schedule of Assets Held by the County Treasurer as of June 30, 2021 (Issued July 27, 2022)