FY 2018-19

1. Annual Compliance Audits (Cal Govt. Code 27134)

• Agreed Upon Procedures Related to Investment Compliance Fiscal Year Ended June 30, 2019 (Issued September, 2021)

2. Quarterly Compliance Monitoring (TOC Directive)

• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended September 30, 2018 (Issued January 19, 2019)
• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended December 30, 2018 (Issued April 30, 2019)
• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended March 31, 2019 (Issued June 4, 2019)
• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended June 30, 2019 (Issued September 9, 2019)

3. Quarterly Schedule of Assets Review (Cal Govt. Code 26920(a))

• Review of the Schedule of Assets held by the County Treasury as of September 31, 2018 (Issued March 5, 2019)
• Review of the Schedule of Assets held by the County Treasury as of December 31, 2018 (Issued April 30, 2019)
• Review of the Schedule of Assets held by the County Treasury as of March 31, 2019 (Issued October 16,2019)

4. Annual Schedule of Assets Audit (Cal Govt. Code 26920 (b))

• Report of the Schedule of Assets Held by the County Treasurer as of June 30, 2019 (Issued December 24, 2020)