FY 2019-20

1. Annual Compliance Audits (Cal Govt. Code 27134)

• Agreed Upon Procedures Related to Investment Compliance Fiscal Year Ended June 30, 2020 (Issued October, 2021)

2. Quarterly Compliance Monitoring (TOC Directive)

• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended September 30, 2019 (Issued January 9, 2020)
• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended December 31, 2019 (Issued March 31, 2020)
• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended March 31, 2020 (Issued May 11, 2020)
• Compliance Monitoring of the Treasurer’s Investment Portfolio for the Quarter Ended June 30, 2020 (Issued September 8, 2020)

3. Quarterly Schedule of Assets Review (Cal Govt. Code 26920(a))

• Review of the Schedule of Assets Held by the County Treasury as of September 30, 2019 (Issued February 25, 2020)
• Review of the Schedule of Assets Held by the County Treasury as of December 31, 2019 (Issued May 11, 2020)
• Review of the Schedule of Assets Held by the County Treasury as of March 31, 2020 (Issued August 7, 2020)

4. Annual Schedule of Assets Audit (Cal Govt. Code 26920 (b))

• Report of the Schedule of Assets Held by the County Treasurer as of June 30, 2020 (Issued April 22, 2021)